Advanced Securities Consulting Blog
Recent Articles:
Gen AI: Sharper Edge of Predictions in Equity Finance
Equity finance in the United States operates within a relatively
“Where is the Target’s Trajectory Now?”
Accurately identifying shifts in trend forecasts is as important for
Fed Official Outlines Potential Changes to Basel III Endgame Proposal
On September 10, 2024, Michael S. Barr, the Federal Reserve
Banking Leaders set to Control ‘Shadow Exposures’
Shadow banking is history, say banking leaders, a thing of
LUCY Stock: Navigating Volatility Amidst Trading Trends and Utilization
As of September 2024, LUCY stock is exhibiting heightened market
Managing Floating Rate Stock Loans with Goldilocks’ Rate Predictions
In January 2026, when the new regulatory disclosure (SLATE) rules
SEC Extends SLATE Review Period Due to Industry Concerns
Many Believe FINRA Exceeded its Mandate On June 10, 2024,
Above the Benchmarks: Goldilocks’ Rebate Rates in Securities Finance
Data Engineering by Dan Hammond “More data and transparency are
Loan Recalls & the T+1 Countdown: Can Securities Lenders Adapt?
Time is Running out for Lenders to Prepare for T+1
Predictive AI in Securities Finance: Step One
On April 2nd, 2026, an effusion of data from a
Recent Change Overview and Rationale Articles:
Fed Official Outlines Potential Changes to Basel III Endgame Proposal
On September 10, 2024, Michael S. Barr, the Federal Reserve
SEC Extends SLATE Review Period Due to Industry Concerns
Many Believe FINRA Exceeded its Mandate On June 10, 2024,
Predictive AI in Securities Finance: Step One
On April 2nd, 2026, an effusion of data from a
New Money Fund Reforms: Safer and More Resilient Cash Collateral Pools?
The Securities and Exchange Commission (SEC) recently adopted final rules
SEC Adopts Long Awaited Securities Lending Disclosure Rule
Persuasive Public Comment Helps Mold the Final Rule The Securities
Archegos Litigation Heats Up
In March 2021, Archegos Capital Management, a family office run
Modernizing Beneficial Ownership Reporting
In early 2022, the Securities and Exchange Commission (SEC) proposed
The SEC Unveils its Agenda for 2023
In its recently updated regulatory flexibility agenda, the Securities and
SEC Beefs Up Proxy Voting Disclosure
On November 2, 2022, the Securities and Exchange Commission (SEC)
Common Domain Model Paves the Way to the Future
The Common Domain Model (CDM), the International Securities Lending Association's
Recent Commentary Articles:
Banking Leaders set to Control ‘Shadow Exposures’
Shadow banking is history, say banking leaders, a thing of
LUCY Stock: Navigating Volatility Amidst Trading Trends and Utilization
As of September 2024, LUCY stock is exhibiting heightened market
Loan Recalls & the T+1 Countdown: Can Securities Lenders Adapt?
Time is Running out for Lenders to Prepare for T+1
Predictive AI in Securities Finance: Step One
On April 2nd, 2026, an effusion of data from a
Beyond Benchmarking: The Race to Predictive Analytics in Securities Finance
When, on October 13, 2023, the Securities and Exchange Commission
Untold Stories of Market Manipulation: Archegos Capital
This blog tells the untold story of how securities lenders
Balancing the Risks of Loan Disclosures for Traders
“The best trader I ever knew was broken when he
FIRST DO NO HARM
If the Securities and Exchange Commission approves the many industry
Beneficial Owners: “Most at risk, yet least served” by Disclosures
Comments to SEC on Proposed 10c-1 Reporting by Securities Lenders
“Wisely and Slow; They Stumble that Run Fast.”
The SEC has proposed a radical and potentially very costly
Recent Cross Post Articles:
Banking Leaders set to Control ‘Shadow Exposures’
Shadow banking is history, say banking leaders, a thing of
Managing Floating Rate Stock Loans with Goldilocks’ Rate Predictions
In January 2026, when the new regulatory disclosure (SLATE) rules
SEC Extends SLATE Review Period Due to Industry Concerns
Many Believe FINRA Exceeded its Mandate On June 10, 2024,
Above the Benchmarks: Goldilocks’ Rebate Rates in Securities Finance
Data Engineering by Dan Hammond “More data and transparency are
Loan Recalls & the T+1 Countdown: Can Securities Lenders Adapt?
Time is Running out for Lenders to Prepare for T+1
Predictive AI in Securities Finance: Step One
On April 2nd, 2026, an effusion of data from a
Beyond Benchmarking: The Race to Predictive Analytics in Securities Finance
When, on October 13, 2023, the Securities and Exchange Commission
New Money Fund Reforms: Safer and More Resilient Cash Collateral Pools?
The Securities and Exchange Commission (SEC) recently adopted final rules
SEC Adopts Long Awaited Securities Lending Disclosure Rule
Persuasive Public Comment Helps Mold the Final Rule The Securities
Untold Stories of Market Manipulation: Archegos Capital
This blog tells the untold story of how securities lenders
Recent Disclosure Regimes Articles:
SEC Extends SLATE Review Period Due to Industry Concerns
Many Believe FINRA Exceeded its Mandate On June 10, 2024,
Predictive AI in Securities Finance: Step One
On April 2nd, 2026, an effusion of data from a
Beyond Benchmarking: The Race to Predictive Analytics in Securities Finance
When, on October 13, 2023, the Securities and Exchange Commission
New Money Fund Reforms: Safer and More Resilient Cash Collateral Pools?
The Securities and Exchange Commission (SEC) recently adopted final rules
SEC Adopts Long Awaited Securities Lending Disclosure Rule
Persuasive Public Comment Helps Mold the Final Rule The Securities
Modernizing Beneficial Ownership Reporting
In early 2022, the Securities and Exchange Commission (SEC) proposed
The SEC Unveils its Agenda for 2023
In its recently updated regulatory flexibility agenda, the Securities and
Serious Doubts About the SEC’s Short Sale Proposals
In February of 2022, the Securities and Exchange Commission proposed
Lenders and Borrowers Sound off on the SEC’s Disclosure Proposal
The Securities and Exchange Commission's (SEC) securities lending disclosure proposal
FIRST DO NO HARM
If the Securities and Exchange Commission approves the many industry
Recent Formal Regulatory Remedies Articles:
Fed Official Outlines Potential Changes to Basel III Endgame Proposal
On September 10, 2024, Michael S. Barr, the Federal Reserve
SEC Extends SLATE Review Period Due to Industry Concerns
Many Believe FINRA Exceeded its Mandate On June 10, 2024,
New Money Fund Reforms: Safer and More Resilient Cash Collateral Pools?
The Securities and Exchange Commission (SEC) recently adopted final rules
SEC Adopts Long Awaited Securities Lending Disclosure Rule
Persuasive Public Comment Helps Mold the Final Rule The Securities
The SEC Unveils its Agenda for 2023
In its recently updated regulatory flexibility agenda, the Securities and
SEC Beefs Up Proxy Voting Disclosure
On November 2, 2022, the Securities and Exchange Commission (SEC)
Serious Doubts About the SEC’s Short Sale Proposals
In February of 2022, the Securities and Exchange Commission proposed
Bringing Crypto Asset Activities Into the Regulatory Perimeter
A collection of the globe's most significant securities trade associations
Is T+1 Something We Can All Agree On?
In moving to shorten the U.S. securities settlement cycle by
SEC Gets an “Earful” on Securities Lending and Short-selling Disclosure Proposals
The Securities and Exchange Commission's controversial securities lending disclosure proposal